Trade Summary

5 months ago, Dakos Andrew, serving as Pres, CEO at Total Return Securities Fund (SWZ), purchased 16,000 shares at $5.99 per share, for a total transaction value of $95,850.00. Following this transaction, Dakos Andrew now holds 41,456 shares of SWZ.

This purchase represents a 63.00% increase in Dakos Andrew's stake in the company. This is considered a high-conviction trade given the significant change in ownership.

The trade was executed on Tuesday, February 3, 2026 and publicly disclosed via SEC Form 4 filing on Thursday, February 5, 2026 at 6:55 PM ET, 2 days after the trade was made.